Ellington Financial Inc.
EFC
Cena:
$ 13.59
+0.10 (0.74%)
Valuace
76
Růst
53
Zdraví
48
Akcionáři
Akcionáři společnosti
Insider trading
Akcionáři společnosti
| Držitel | Počet akcií | Podíl společnosti | Změna % | Váha pozice v portfoliu | Prvně nakoupeno |
|---|---|---|---|---|---|
| BLACKROCK, INC. | 19.7 mil | 19.81% | 0.00% | 0.00% | 2024-09-30 |
| BLACKROCK FUNDING, INC. /DE | 15.2 mil | 17.47% | 0.00% | 0.00% | 2024-09-30 |
| BLACKROCK INC. | 14.4 mil | 17.00% | 0.00% | 0.00% | 2019-03-31 |
| VANGUARD GROUP INC | 7.0 mil | 6.89% | 0.00% | 0.00% | 2019-03-31 |
| STATE STREET CORP | 4.6 mil | 4.63% | 0.00% | 0.00% | 2019-03-31 |
| GEODE CAPITAL MANAGEMENT, LLC | 2.9 mil | 2.94% | 0.00% | 0.00% | 2019-03-31 |
| MIRAE ASSET GLOBAL ETFS HOLDINGS LTD. | 2.2 mil | 2.19% | 0.00% | 0.04% | 2024-06-30 |
| 2.0 mil | 2.01% | 0.00% | 0.00% | 2026-03-31 | |
| RANGER GLOBAL REAL ESTATE ADVISORS, LLC | 1.7 mil | 1.91% | -4.75% | 9.28% | 2019-03-31 |
| INVESCO LTD. | 1.6 mil | 1.59% | 0.00% | 0.00% | 2020-06-30 |
| DELPHI FINANCIAL GROUP, INC. | 1.4 mil | 1.42% | 2.64% | 7.53% | 2024-12-31 |
| VAN ECK ASSOCIATES CORP | 1.4 mil | 1.37% | 0.00% | 0.01% | 2020-06-30 |
| NORTHERN TRUST CORP | 1.4 mil | 1.37% | 0.00% | 0.00% | 2019-03-31 |
| CHARLES SCHWAB INVESTMENT MANAGEMENT INC | 1.1 mil | 1.12% | 0.00% | 0.00% | 2019-06-30 |
| EASTERLY INVESTMENT PARTNERS LLC | 889.42 tis | 1.02% | -0.36% | 0.85% | 2024-03-31 |
| EMG HOLDINGS, L.P. | 961.02 tis | 0.97% | -6.78% | 2.87% | 2021-09-30 |
| JPMORGAN CHASE & CO | 930.69 tis | 0.94% | 0.00% | 0.00% | 2019-03-31 |
| MORGAN STANLEY | 919.81 tis | 0.93% | 0.00% | 0.00% | 2019-03-31 |
| QUBE RESEARCH & TECHNOLOGIES LTD | 881.42 tis | 0.89% | 0.01% | 0.01% | 2025-12-31 |
| PUNCH & ASSOCIATES INVESTMENT MANAGEMENT, INC. | 811.58 tis | 0.85% | -0.25% | 0.65% | 2023-12-31 |
| VICTORY CAPITAL MANAGEMENT INC | 837.83 tis | 0.84% | 0.00% | 0.01% | 2022-03-31 |
| SAMSON ROCK CAPITAL LLP | 800.00 tis | 0.83% | 39.08% | 39.08% | 2025-06-30 |
| BANK OF NEW YORK MELLON CORP | 810.89 tis | 0.82% | 0.00% | 0.00% | 2019-06-30 |
| VANGUARD FIDUCIARY TRUST CO | 797.15 tis | 0.80% | 0.00% | 0.00% | 2026-03-31 |
| MIRAE ASSET GLOBAL INVESTMENTS CO., LTD. | 665.32 tis | 0.79% | -0.02% | 0.02% | 2021-06-30 |
| MARSHALL WACE, LLP | 695.12 tis | 0.68% | -0.01% | 0.01% | 2024-09-30 |
| MILLENNIUM MANAGEMENT LLC | 653.94 tis | 0.66% | 0.00% | 0.00% | 2025-09-30 |
| UBS GROUP AG | 644.41 tis | 0.65% | 0.00% | 0.00% | 2019-03-31 |
| PRINCIPAL FINANCIAL GROUP INC | 605.68 tis | 0.61% | 0.00% | 0.00% | 2021-06-30 |
| FIRST TRUST ADVISORS LP | 593.74 tis | 0.60% | 0.00% | 0.01% | 2024-09-30 |
| DANA INVESTMENT ADVISORS, INC. | 543.42 tis | 0.55% | 0.02% | 0.19% | 2025-09-30 |
| D. E. SHAW & CO., INC. | 537.51 tis | 0.54% | 0.00% | 0.00% | 2024-12-31 |
| BANK OF AMERICA CORP /DE/ | 537.20 tis | 0.54% | 0.00% | 0.00% | 2019-03-31 |
| HARBOR CAPITAL ADVISORS, INC. | 497.67 tis | 0.52% | -0.03% | 0.27% | 2024-03-31 |
| KNIGHTS OF COLUMBUS ASSET ADVISORS LLC | 432.51 tis | 0.50% | -0.01% | 0.37% | 2024-06-30 |
| PUBLIC SECTOR PENSION INVESTMENT BOARD | 445.97 tis | 0.45% | 0.00% | 0.02% | 2021-06-30 |
| HUDSON BAY CAPITAL MANAGEMENT LP | 447.73 tis | 0.44% | 0.02% | 0.02% | 2025-12-31 |
| GOLDMAN SACHS GROUP INC | 402.32 tis | 0.40% | 0.00% | 0.00% | 2019-03-31 |
| STRATEGIC FINANCIAL CONCEPTS, LLC | 282.75 tis | 0.33% | -0.03% | 0.01% | 2023-03-31 |
| GREENLAND CAPITAL MANAGEMENT LP | 211.00 tis | 0.31% | 0.07% | 0.25% | 2022-12-31 |
| RHUMBLINE ADVISERS | 309.33 tis | 0.31% | 0.00% | 0.00% | 2019-06-30 |
| SEVEN GRAND MANAGERS, LLC | 300.00 tis | 0.30% | 0.24% | 0.24% | 2026-03-31 |
| MUTUAL OF AMERICA CAPITAL MANAGEMENT LLC | 246.60 tis | 0.29% | -0.03% | 0.03% | 2019-03-31 |
| GATOR CAPITAL MANAGEMENT, LLC | 244.79 tis | 0.29% | -0.49% | 1.48% | 2023-12-31 |
| DARK FOREST CAPITAL MANAGEMENT LP | 286.78 tis | 0.28% | 0.07% | 0.18% | 2025-09-30 |
| LEGAL & GENERAL GROUP PLC | 271.36 tis | 0.27% | 0.00% | 0.00% | 2019-06-30 |
| PREVAIL INNOVATIVE WEALTH ADVISORS, LLC | 241.27 tis | 0.24% | 0.01% | 0.59% | 2024-06-30 |
| AMERIPRISE FINANCIAL INC | 234.58 tis | 0.24% | 0.00% | 0.00% | 2019-03-31 |
| ALPHACENTRIC ADVISORS LLC | 201.60 tis | 0.23% | 0.14% | 1.93% | 2022-09-30 |
| SWISS NATIONAL BANK | 220.20 tis | 0.22% | 0.00% | 0.00% | 2019-12-31 |
| NUVEEN, LLC | 219.97 tis | 0.22% | 0.00% | 0.00% | 2025-03-31 |
| HBK INVESTMENTS L P | 200.00 tis | 0.20% | 0.02% | 0.02% | 2026-03-31 |
| ARTEMIS INVESTMENT MANAGEMENT LLP | 195.44 tis | 0.19% | 0.03% | 0.03% | 2025-12-31 |
| NUVEEN ASSET MANAGEMENT, LLC | 162.42 tis | 0.19% | 0.00% | 0.00% | 2019-06-30 |
| UBS ASSET MANAGEMENT AMERICAS INC | 183.69 tis | 0.18% | 0.00% | 0.00% | 2019-12-31 |
| UNIPLAN INVESTMENT COUNSEL, INC. | 186.62 tis | 0.18% | 0.01% | 0.25% | 2021-12-31 |
| FMR LLC | 182.45 tis | 0.18% | 0.00% | 0.00% | 2019-03-31 |
| BAYVIEW ASSET MANAGEMENT, LLC | 176.50 tis | 0.18% | 0.80% | 0.80% | 2026-03-31 |
| GRANITESHARES ADVISORS LLC | 176.38 tis | 0.18% | -0.12% | 1.51% | 2024-12-31 |
| AQR CAPITAL MANAGEMENT LLC | 179.34 tis | 0.18% | 0.00% | 0.00% | 2025-06-30 |
| STATE OF NEW JERSEY COMMON PENSION FUND D | 150.39 tis | 0.17% | 0.00% | 0.01% | 2022-12-31 |
| COOPERMAN LEON G | 150.00 tis | 0.17% | -0.01% | 0.07% | 2019-03-31 |
| CITADEL ADVISORS LLC | 167.46 tis | 0.17% | 0.00% | 0.00% | 2025-03-31 |
| JANE STREET GROUP, LLC | 142.09 tis | 0.16% | 0.00% | 0.00% | 2022-12-31 |
| LPL FINANCIAL LLC | 156.89 tis | 0.16% | 0.00% | 0.00% | 2020-06-30 |
| CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM | 154.24 tis | 0.16% | 0.00% | 0.00% | 2019-06-30 |
| TWO SIGMA INVESTMENTS, LP | 156.21 tis | 0.15% | 0.00% | 0.00% | 2025-03-31 |
| HENNION & WALSH ASSET MANAGEMENT, INC. | 150.98 tis | 0.15% | 0.02% | 0.06% | 2025-09-30 |
| JACOBS ASSET MANAGEMENT, LLC | 126.98 tis | 0.15% | -0.45% | 0.93% | 2023-06-30 |
| BALYASNY ASSET MANAGEMENT L.P. | 144.41 tis | 0.15% | 0.00% | 0.00% | 2025-12-31 |
| WELLS FARGO & COMPANY/MN | 147.08 tis | 0.14% | 0.00% | 0.00% | 2019-03-31 |
| CITIGROUP INC | 128.49 tis | 0.14% | 0.00% | 0.00% | 2019-03-31 |
| ALLIANCEBERNSTEIN L.P. | 138.61 tis | 0.14% | 0.00% | 0.00% | 2019-09-30 |
| BANK OF MONTREAL /CAN/ | 119.26 tis | 0.14% | 0.00% | 0.00% | 2024-09-30 |
| PRICE T ROWE ASSOCIATES INC /MD/ | 124.87 tis | 0.13% | 0.00% | 0.00% | 2022-12-31 |
| EXODUSPOINT CAPITAL MANAGEMENT, LP | 106.95 tis | 0.12% | 0.01% | 0.01% | 2023-06-30 |
| JENNISON ASSOCIATES LLC | 121.04 tis | 0.12% | 0.00% | 0.00% | 2025-09-30 |
| AXS INVESTMENTS LLC | 116.21 tis | 0.12% | 0.15% | 0.62% | 2023-09-30 |
| ANGEL OAK CAPITAL ADVISORS, LLC | 119.25 tis | 0.12% | -0.78% | 1.57% | 2024-12-31 |
| GREAT WEST LIFE ASSURANCE CO /CAN/ | 109.47 tis | 0.11% | 0.00% | 0.00% | 2019-12-31 |
| INTECH INVESTMENT MANAGEMENT LLC | 108.92 tis | 0.11% | -0.01% | 0.01% | 2024-09-30 |
| PRUDENTIAL FINANCIAL INC | 112.86 tis | 0.11% | 0.00% | 0.00% | 2019-09-30 |
| AMUNDI | 112.43 tis | 0.11% | -0.01% | 0.00% | 2025-03-31 |
| RBF CAPITAL, LLC | 105.94 tis | 0.11% | 0.00% | 0.06% | 2023-12-31 |
| HEALTHCARE OF ONTARIO PENSION PLAN TRUST FUND | 108.39 tis | 0.11% | 0.00% | 0.00% | 2026-03-31 |
| BARCLAYS PLC | 108.11 tis | 0.11% | 0.00% | 0.00% | 2022-03-31 |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | 103.10 tis | 0.10% | 0.00% | 0.00% | 2019-12-31 |
| PENSERRA CAPITAL MANAGEMENT LLC | 102.49 tis | 0.10% | 0.00% | 0.01% | 2023-06-30 |
| TWO SIGMA ADVISERS, LP | 98.38 tis | 0.10% | -0.01% | 0.00% | 2025-03-31 |
| GUGGENHEIM CAPITAL LLC | 104.00 tis | 0.10% | 0.01% | 0.01% | 2024-03-31 |
| THRIVENT FINANCIAL FOR LUTHERANS | 101.30 tis | 0.10% | 0.00% | 0.00% | 2021-06-30 |
| VOYA INVESTMENT MANAGEMENT LLC | 95.37 tis | 0.10% | 0.00% | 0.00% | 2019-12-31 |
| AMERICAN FINANCIAL GROUP INC | 100.00 tis | 0.10% | -0.01% | 0.49% | 2019-03-31 |
| CAXTON ASSOCIATES LLP | 93.82 tis | 0.10% | 0.03% | 0.03% | 2025-03-31 |
| TEXAS PERMANENT SCHOOL FUND CORP | 68.99 tis | 0.10% | 0.00% | 0.01% | 2021-06-30 |
| CASTLEKEEP INVESTMENT ADVISORS LLC | 90.07 tis | 0.09% | -0.03% | 0.55% | 2024-12-31 |
| ADVISOR GROUP HOLDINGS, INC. | 65.97 tis | 0.09% | 0.00% | 0.00% | 2020-03-31 |
| SQUAREPOINT OPS LLC | 77.62 tis | 0.09% | 0.00% | 0.00% | 2022-03-31 |
| VERITION FUND MANAGEMENT LLC | 76.05 tis | 0.09% | 0.00% | 0.00% | 2024-12-31 |
| RAFFLES ASSOCIATES LP | 73.32 tis | 0.09% | -0.09% | 1.01% | 2023-12-31 |
| CREDIT SUISSE AG/ | 59.60 tis | 0.08% | 0.00% | 0.00% | 2019-09-30 |
| ENSIGN PEAK ADVISORS, INC | 71.21 tis | 0.08% | 0.00% | 0.00% | 2021-06-30 |
| RMB CAPITAL MANAGEMENT, LLC | 68.41 tis | 0.08% | 0.00% | 0.02% | 2020-06-30 |
| DEUTSCHE BANK AG\ | 68.20 tis | 0.08% | 0.00% | 0.00% | 2019-03-31 |
| LIDO ADVISORS, LLC | 53.40 tis | 0.07% | 0.00% | 0.00% | 2024-03-31 |
| ALLIANZ ASSET MANAGEMENT GMBH | 54.30 tis | 0.06% | 0.00% | 0.00% | 2023-12-31 |
| STATE OF ALASKA, DEPARTMENT OF REVENUE | 49.93 tis | 0.06% | 0.00% | 0.01% | 2021-06-30 |
| METLIFE INVESTMENT MANAGEMENT, LLC | 47.46 tis | 0.06% | 0.00% | 0.00% | 2019-06-30 |
| GLOBAL RETIREMENT PARTNERS, LLC | 46.90 tis | 0.06% | 0.02% | 0.02% | 2023-09-30 |
| NISA INVESTMENT ADVISORS, LLC | 44.98 tis | 0.05% | 0.00% | 0.00% | 2019-09-30 |
| ILLINOIS MUNICIPAL RETIREMENT FUND | 43.09 tis | 0.05% | 0.00% | 0.01% | 2023-09-30 |
| LOUISIANA STATE EMPLOYEES RETIREMENT SYSTEM | 42.80 tis | 0.05% | 0.00% | 0.01% | 2021-06-30 |
| CHICAGO PARTNERS INVESTMENT GROUP LLC | 42.33 tis | 0.05% | 0.00% | 0.02% | 2022-03-31 |
Insider trading
| Jméno | Pozice | Typ transakce | Počet převedených akcií | Průměrná cena akcie | Datum | Počet držených akcií |
|---|---|---|---|---|---|---|
| Vranos Michael W | officer: Co-Chief Investment Officer | J-Other | 161934 | 0.00 | 13.5 2026 | 1122952 |
| Mumford Lisa | director | M-Exempt | 7657 | 0.00 | 5.1 2026 | 0 |
| Mumford Lisa | director | A-Award | 7657 | 0.00 | 5.1 2026 | 88773 |
| Herlihy John | officer: Chief Financial Officer | A-Award | 36417 | 0.00 | 19.12 2025 | 171870 |
| Smernoff Chris | officer: Chief Accounting Officer | A-Award | 18209 | 0.00 | 19.12 2025 | 100366 |
| Dannhauser Stephen J | director | A-Award | 9198 | 0.00 | 2.10 2025 | 35498 |
| Mumford Lisa | director | A-Award | 9198 | 0.00 | 2.10 2025 | 81116 |
| SIMON RONALD I | director | A-Award | 9198 | 0.00 | 2.10 2025 | 74456 |
| SIMON RONALD I | director | P-Purchase | 5544 | 13.56 | 2.10 2025 | 80000 |
| Resendez Edward | director | A-Award | 9198 | 0.00 | 2.10 2025 | 66367 |
| Vranos Michael W | officer: Co-Chief Investment Officer | J-Other | 33877 | 0.00 | 22.5 2025 | 961018 |
| Mumford Lisa | director | J-Other | 8378 | 0.00 | 30.12 2024 | 7657 |
| Mumford Lisa | director | A-Award | 8378 | 0.00 | 30.12 2024 | 71918 |
| SIMON RONALD I | director | J-Other | 8378 | 0.00 | 30.12 2024 | 0 |
| SIMON RONALD I | director | A-Award | 8378 | 0.00 | 30.12 2024 | 65258 |
| Herlihy John | officer: Chief Financial Officer | A-Award | 26945 | 0.00 | 20.12 2024 | 135453 |
| Smernoff Chris | officer: Chief Accounting Officer | A-Award | 14992 | 0.00 | 20.12 2024 | 82157 |
| Vranos Michael W | officer: Co-Chief Investment Officer | S-Sale | 14361 | 12.58 | 16.10 2024 | 153998 |
| Vranos Michael W | officer: Co-Chief Investment Officer | S-Sale | 14000 | 12.48 | 16.10 2024 | 168359 |
| Dannhauser Stephen J | director | A-Award | 8378 | 0.00 | 13.9 2024 | 26300 |
| Mumford Lisa | director | A-Award | 8378 | 0.00 | 13.9 2024 | 16035 |
| Resendez Edward | director | A-Award | 8378 | 0.00 | 13.9 2024 | 57169 |
| SIMON RONALD I | director | M-Exempt | 7657 | 0.00 | 13.9 2024 | 8378 |
| SIMON RONALD I | director | A-Award | 8378 | 0.00 | 13.9 2024 | 16035 |
| SIMON RONALD I | director | M-Exempt | 7657 | 0.00 | 13.9 2024 | 56880 |
| Vranos Michael W | officer: Co-Chief Investment Officer | S-Sale | 5900 | 12.12 | 3.7 2024 | 179655 |
| Vranos Michael W | officer: Co-Chief Investment Officer | S-Sale | 8300 | 12.15 | 18.6 2024 | 160874 |
| Vranos Michael W | officer: Co-Chief Investment Officer | S-Sale | 8300 | 12.11 | 18.6 2024 | 169174 |
| Resendez Edward | director | A-Award | 7657 | 0.00 | 18.12 2023 | 48791 |
| Dannhauser Stephen J | director | A-Award | 7657 | 0.00 | 18.12 2023 | 17922 |
| Mumford Lisa | director | M-Exempt | 84720 | 0.00 | 18.12 2023 | 0 |
| Mumford Lisa | director | A-Award | 7657 | 0.00 | 18.12 2023 | 7657 |
| Mumford Lisa | director | S-Sale | 21180 | 13.06 | 18.12 2023 | 63540 |
| Mumford Lisa | director | M-Exempt | 84720 | 0.00 | 18.12 2023 | 84720 |
| SIMON RONALD I | director | M-Exempt | 6199 | 0.00 | 18.12 2023 | 0 |
| SIMON RONALD I | director | A-Award | 7657 | 0.00 | 18.12 2023 | 7657 |
| SIMON RONALD I | director | M-Exempt | 6199 | 0.00 | 18.12 2023 | 49223 |
| Smernoff Chris | officer: Chief Accounting Officer | A-Award | 11245 | 0.00 | 18.12 2023 | 67165 |
| Herlihy John | officer: Chief Financial Officer | A-Award | 23833 | 0.00 | 18.12 2023 | 108508 |
| Smernoff Chris | officer: Chief Accounting Officer | A-Award | 9508 | 0.00 | 19.12 2022 | 55920 |
| Herlihy John | officer: Chief Financial Officer | A-Award | 19909 | 0.00 | 19.12 2022 | 84675 |
| Resendez Edward | director | A-Award | 6199 | 0.00 | 15.9 2022 | 41134 |
| Vranos Michael W | officer: Co-Chief Investment Officer | J-Other | 19094 | 0.00 | 24.2 2022 | 927141 |
| Smernoff Chris | officer: Chief Accounting Officer | A-Award | 9391 | 0.00 | 20.12 2021 | 46412 |
| Herlihy John | officer: Chief Financial Officer | A-Award | 22189 | 0.00 | 20.12 2021 | 64766 |
| Vranos Michael W | officer: Co-Chief Investment Officer | J-Other | 17650 | 0.00 | 16.11 2021 | 28521 |
| Vranos Michael W | officer: Co-Chief Investment Officer | J-Other | 1363 | 0.00 | 16.11 2021 | 319241 |
| Vranos Michael W | officer: Co-Chief Investment Officer | J-Other | 8666 | 0.00 | 16.11 2021 | 908047 |
| Vranos Michael W | officer: Co-Chief Investment Officer | J-Other | 28453 | 0.00 | 16.11 2021 | 916713 |
| Dannhauser Stephen J | director | A-Award | 4066 | 0.00 | 15.9 2021 | 4066 |
| Resendez Edward | director | A-Award | 4066 | 0.00 | 15.9 2021 | 34935 |
| Mumford Lisa | director | A-Award | 4066 | 0.00 | 15.9 2021 | 78521 |
| SIMON RONALD I | director | M-Exempt | 5710 | 0.00 | 15.9 2021 | 0 |
| SIMON RONALD I | director | A-Award | 4066 | 0.00 | 15.9 2021 | 4066 |
| SIMON RONALD I | director | M-Exempt | 5710 | 0.00 | 15.9 2021 | 38958 |
| Vranos Michael W | officer: Co-Chief Investment Officer | J-Other | 37373 | 0.00 | 2.8 2021 | 888260 |
| Dannhauser Stephen J | director: | 0 | 0.00 | 3.2 2021 | 0 | |
| Herlihy John | officer: Chief Financial Officer | A-Award | 19213 | 0.00 | 21.12 2020 | 42577 |
| Smernoff Chris | officer: Chief Accounting Officer | A-Award | 9985 | 0.00 | 21.12 2020 | 37021 |
| Vranos Michael W | officer: Co-Chief Investment Officer | J-Other | 140600 | 0.00 | 14.12 2020 | 1889689 |
| Resendez Edward | director | A-Award | 5710 | 0.00 | 14.9 2020 | 30869 |
| Mumford Lisa | director | A-Award | 5710 | 0.00 | 14.9 2020 | 74455 |
| ROBARDS THOMAS F | director | A-Award | 5710 | 0.00 | 14.9 2020 | 32119 |
| SIMON RONALD I | director | M-Exempt | 3638 | 0.00 | 14.9 2020 | 5710 |
| SIMON RONALD I | director | A-Award | 5710 | 0.00 | 14.9 2020 | 9348 |
| SIMON RONALD I | director | M-Exempt | 3638 | 0.00 | 14.9 2020 | 33248 |
| Vranos Michael W | officer: Co-Chief Investment Officer | M-Exempt | 129516 | 0.00 | 4.3 2020 | 46171 |
| Vranos Michael W | officer: Co-Chief Investment Officer | M-Exempt | 129516 | 0.00 | 4.3 2020 | 129516 |
| Penn Laurence | director, officer: CEO and President | M-Exempt | 38759 | 0.00 | 4.3 2020 | 0 |
| Penn Laurence | director, officer: CEO and President | M-Exempt | 38759 | 0.00 | 4.3 2020 | 38759 |
| Vranos Michael W | 10 percent owner, officer: Co-Chief Investment Officer | J-Other | 637 | 0.00 | 6.2 2020 | 850887 |
| Herlihy John | officer: Chief Financial Officer | A-Award | 12763 | 0.00 | 17.12 2019 | 23364 |
| Smernoff Chris | officer: Chief Accounting Officer | A-Award | 7373 | 0.00 | 17.12 2019 | 27036 |
| Vranos Michael W | 10 percent owner, officer: Co-Chief Investment Officer | J-Other | 36313 | 0.00 | 14.11 2019 | 175687 |
| Vranos Michael W | 10 percent owner, officer: Co-Chief Investment Officer | J-Other | 51558 | 0.00 | 14.11 2019 | 320604 |
| Vranos Michael W | 10 percent owner, officer: Co-Chief Investment Officer | J-Other | 178306 | 0.00 | 14.11 2019 | 850250 |
| SIMON RONALD I | director | M-Exempt | 3610 | 0.00 | 13.9 2019 | 3638 |
| SIMON RONALD I | director | A-Award | 3638 | 0.00 | 13.9 2019 | 7248 |
| SIMON RONALD I | director | M-Exempt | 3610 | 0.00 | 13.9 2019 | 29610 |
| Mumford Lisa | director | A-Award | 3638 | 0.00 | 13.9 2019 | 68745 |
| Resendez Edward | director | A-Award | 3638 | 0.00 | 13.9 2019 | 25159 |
| ROBARDS THOMAS F | director | A-Award | 3638 | 0.00 | 13.9 2019 | 26409 |
| Vranos Michael W | 10 percent owner, officer: Co-Chief Investment Officer | J-Other | 8078 | 17.95 | 8.7 2019 | 1028556 |
| Smernoff Chris | officer: Chief Accounting Officer | A-Award | 6782 | 0.00 | 13.12 2018 | 6782 |
| Herlihy John | officer: Chief Financial Officer | A-Award | 10601 | 0.00 | 13.12 2018 | 10601 |
| Penn Laurence | director, officer: CEO and President | P-Purchase | 28631 | 16.15 | 15.11 2018 | 105563 |
| Penn Laurence | director, officer: CEO and President | P-Purchase | 30000 | 16.20 | 14.11 2018 | 74524 |
| Penn Laurence | director, officer: CEO and President | A-Award | 2408 | 16.16 | 14.11 2018 | 76932 |
| Vranos Michael W | director, 10 percent owner, officer: Co-Chief Investment Officer | J-Other | 2636 | 0.00 | 2.11 2018 | 1028556 |
| ROBARDS THOMAS F | director | A-Award | 3610 | 0.00 | 14.9 2018 | 22771 |
| Resendez Edward | director | A-Award | 3610 | 0.00 | 14.9 2018 | 21521 |
| Mumford Lisa | director | A-Award | 3610 | 0.00 | 14.9 2018 | 65107 |
| SIMON RONALD I | director | M-Exempt | 3334 | 0.00 | 14.9 2018 | 3610 |
| SIMON RONALD I | director | A-Award | 3610 | 0.00 | 14.9 2018 | 6944 |
| SIMON RONALD I | director | M-Exempt | 3334 | 0.00 | 14.9 2018 | 26000 |
| Mumford Lisa | director | 61497 | 0.00 | 9.8 2018 | 0 | |
| Vranos Michael W | director, 10 percent owner, officer: Co-Chief Investment Officer | J-Other | 1841 | 0.00 | 3.8 2018 | 1025920 |
| SIMON RONALD I | director | P-Purchase | 1839 | 16.20 | 24.5 2018 | 22666 |
| Vranos Michael W | director, 10 percent owner, officer: Co-Chief Investment Officer | P-Purchase | 15835 | 15.96 | 15.5 2018 | 394321 |
| Penn Laurence | director, officer: CEO and President | P-Purchase | 3959 | 15.96 | 15.5 2018 | 44524 |
